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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
| NH | RA | APPROVED | 2026-01-02 |
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
191 Washington Street, Keene, NH 03431 • United States
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
30 Technology Drive South Suite 1-Q, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Warren | NJ | 08/2010 | 11/2024 |
| New Providence Financial, Llc | Edison | NJ | 08/2010 | Present |
| Lpl Enterprise, Llc | Warren | NJ | 11/2024 | Present |
1) 09/18/2024 - WWW.NEWPROVIDENCEFINANCIAL.COM - DBA Website - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 12/22/2012 - 1hrs/mth - 1hrs/mth During Trading 2) 09/11/2024 - New Providence Financial, LLC - Insurance and financial services / sales - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 01/11/2011 - 120hrs/mth - 120hrs/mth During Trading 3) 09/11/2024 - Chartered Financial Services LLC DBA Website URL: www.CFS-NJ.com - DBA Website - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 4) 08/23/2024 - Chartered Financial Services LLC - DBA LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 5) 09/18/2024 - Chartered Financial Services, LLC - Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 12/22/2015 - 80hrs/mth - 80hrs/mth During Trading 6) 08/23/2024 - Chartered Financial Services, LLC - DBA Website - DBA for LPL Business (entity for LPL business) - Inv Related - At CARTHAGE, MO - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 7) 10/01/2025-Chartered Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/29/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-25 |
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