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Brandon Douglas Springer

Helmsman Financial Group, LLC

Woodinville, WA

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Current Employers
Helmsman Financial Group, Llc

17330 135Th Ave Ne Suite 2A, Woodinville, WA 98072 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-10-06
  • WA RA
    APPROVED
    Since 2014-10-06

Branch Locations

17330 135Th Ave Ne Suite 2A, Woodinville, WA 98072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Helmsman Financial Group, Llc Woodinville WA 03/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-06
  • S65 Uniform Investment Adviser Law Examination
    2014-10-06

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Woodinville, WA
U.S. BANCORP ADVISORS, LLC · Woodinville, WA
LPL FINANCIAL LLC · WOODINVILLE, WA
EDWARD JONES · WOODINVILLE, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOODINVILLE, WA
WELLS FARGO CLEARING SERVICES, LLC · WOODINVILLE, WA
J.P. MORGAN SECURITIES LLC · WOODINVILLE, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodinville, WA

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