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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
AR RA APPROVED 2022-01-05
MA RA APPROVED 2021-03-11
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • AR RA
    APPROVED
    Since 2022-01-05
  • MA RA
    APPROVED
    Since 2021-03-11

Branch Locations

400 W. Capitol Ave Suite 1260, Little Rock, AR 72201 • United States

Marion, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Sandwich MA 11/2017 03/2020
Invest Financial Sandwich MA 08/2015 11/2017
Lpl Financial Llc Sandwich MA 03/2020 Present
  • 11/2017 → 03/2020
    Securities America
    Sandwich, MA
  • 08/2015 → 11/2017
    Invest Financial
    Sandwich, MA
  • 03/2020 → Present
    Sandwich, MA
Other Businesses

1)10/05/2020 - THE KIM D. FRINK CORPORATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-10
  • S66 Uniform Combined State Law Examination
    2021-02-10
Other Names
  • Erin Elizabeth Frink
  • Erin Elizabeth Homsy

View on SEC IAPD

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