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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| AR | RA | APPROVED | 2022-01-05 |
| MA | RA | APPROVED | 2021-03-11 |
Branch Locations
400 W. Capitol Ave Suite 1260, Little Rock, AR 72201 • United States
Marion, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America | Sandwich | MA | 11/2017 | 03/2020 |
| Invest Financial | Sandwich | MA | 08/2015 | 11/2017 |
| Lpl Financial Llc | Sandwich | MA | 03/2020 | Present |
1)10/05/2020 - THE KIM D. FRINK CORPORATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-10 |
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