Cody Clem

Current Employers

Employment History

• 09/2014 → 01/2025
  Parkland Securities
  Ann Arbor, MI
• 01/2025 → Present
  Osaic Wealth Inc
  Saint Francis, MN

Previous Registrations

• 2016-03-07 → 2025-01-03
  Spc
  St. Francis, MN
  Ann Arbor, MI

Other Businesses

1. NORTH METRO MONEY MANAGEMENT POSITION: Insurance Agent NATURE: Individual licensed insurance rep with various insurance companies. Selling life insurance, indexed and variable annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: 2624 St Francis Blvd NW, St Francis MN 55070, United States DESCRIPTION: Selling life insurance, indexed and variable annuities. 2. NORTH METRO MONEY MANAGEMENT POSITION: DBA used NATURE: "North Metro Money Management" is only used as a DBA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 23624 St Francis Blvd NW, St Francis MN 55070, United States DESCRIPTION: North Metro Money Management is only used as a DBA 3. FISHER CLEM LLC POSITION: owner NATURE: Fisher Clem LLC is a jointly held LLC with Travis Fisher used for tracking business expenses. Entity is not public facing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 23624 St Francis Blvd NW, St Francis MN 55070, United States DESCRIPTION: tracking business expenses, payroll. 4. CLEM FINANCIAL INC POSITION: Owner NATURE: Clem Financial Inc is a individually owned s-corp used for business tracking expenses and tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 23624 St Francis Blvd NW, St Francis MN 55070, United States DESCRIPTION: maintain books

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-04
• S63 Uniform Securities Agent State Law Examination
  2015-01-05

Other Names

• Cody L Clem