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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| MN | RA | APPROVED | 2023-04-28 |
Branch Locations
23847 Johnson St Ne, East Bethel, MN 55005 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Planning Corp | Lino Lakes | MN | 02/2002 | 04/2023 |
| Parkland Securities | Ann Arbor | MI | 08/2014 | 04/2023 |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2023 | Present |
| J.W. Cole Advisors, Inc | Tampa | FL | 04/2023 | Present |
(1) Highland Money Management Inc./Highland Money Management; DBA; Investment related; 23847 Johnson St NE, East Bethel, MN 55005; Highland Money Management (DBA) is the primary name brand for business operations; Investment related operations and insurance; President; Established in March 2005; 160 hrs/mo, 132 hrs/mo during trading. (2) Highland Money Management LLC; 23847 Johnson St NE, East Bethel, MN 55005; Not investment related; established to manage shared real estate rental income and expenses between all members (David Johnson, Gregory Gorman and Randy Chumley); President/Chief Manager; Established in 12/2021; 1 hr/mo, 0 during trading hours. (3) DGR Partners LLC; Investment Related; 23847 Johnson St NE, East Bethel, MN 55005; Established to own and operate the real estate building where our branch office is located where we operate our securities business. Rental income is received from our individual entities and expenses are shared between members (David Johnson, Gregory Gorman and Randy Chumley); President/Chief Manager; Established 12/2017; 1 hr/mo, 0 during trading. (4) Linwood Harvest and Hive; Not Investment Related; 22140 Typo Creek Dr NE Wyoming, MN 55092; Hobby Farm; Owner/Operator; Start 10/1/2025; 0 Hours/Week during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
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