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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-22
MN RA APPROVED 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

23847 Johnson St Ne, East Bethel, MN 55005 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Planning Corp Lino Lakes MN 02/2002 04/2023
Parkland Securities Ann Arbor MI 08/2014 04/2023
J.W. Cole Financial, Inc. Tampa FL 04/2023 Present
J.W. Cole Advisors, Inc Tampa FL 04/2023 Present
  • 02/2002 → 04/2023
    Sigma Planning Corp
    Lino Lakes, MN
  • 08/2014 → 04/2023
    Parkland Securities
    Ann Arbor, MI
  • 04/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 04/2023 → Present
    J.W. Cole Advisors, Inc
    Tampa, FL
Previous Registrations
  • 2008-08-12 → 2023-04-28
    East Bethel, MN
    Ann Arbor, MI
Other Businesses

(1) Highland Money Management Inc./Highland Money Management; DBA; Investment related; 23847 Johnson St NE, East Bethel, MN 55005; Highland Money Management (DBA) is the primary name brand for business operations; Investment related operations and insurance; President; Established in March 2005; 160 hrs/mo, 132 hrs/mo during trading. (2) Highland Money Management LLC; 23847 Johnson St NE, East Bethel, MN 55005; Not investment related; established to manage shared real estate rental income and expenses between all members (David Johnson, Gregory Gorman and Randy Chumley); President/Chief Manager; Established in 12/2021; 1 hr/mo, 0 during trading hours. (3) DGR Partners LLC; Investment Related; 23847 Johnson St NE, East Bethel, MN 55005; Established to own and operate the real estate building where our branch office is located where we operate our securities business. Rental income is received from our individual entities and expenses are shared between members (David Johnson, Gregory Gorman and Randy Chumley); President/Chief Manager; Established 12/2017; 1 hr/mo, 0 during trading. (4) Linwood Harvest and Hive; Not Investment Related; 22140 Typo Creek Dr NE Wyoming, MN 55092; Hobby Farm; Owner/Operator; Start 10/1/2025; 0 Hours/Week during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-07
S63 Uniform Securities Agent State Law Examination 1999-03-02
  • S66 Uniform Combined State Law Examination
    2008-08-07
  • S63 Uniform Securities Agent State Law Examination
    1999-03-02

View on SEC IAPD

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