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David Wayne Moore

Equitable Advisors, LLC

Roanoke, VA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-12
VA RA APPROVED 2026-03-12
  • TX RA
    APPROVED
    Since 2026-03-12
  • VA RA
    APPROVED
    Since 2026-03-12

Branch Locations

2408 Electric Rd 2Nd Floor, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2015 06/2019
Moore Columbia SC 08/2014 06/2019
Suntrust Advisory Services Atlanta GA 09/2016 06/2019
Morgan Stanley Smith Barney Llc Roanoke VA 06/2019 03/2026
Morgan Stanley Private Bank, N.A. New York NY 06/2019 03/2026
Equitable Advisors, Llc New York NY 03/2026 Present
Morgan Stanley Private Bank, N.A New York NY 06/2019 Present
  • 05/2015 → 06/2019
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2014 → 06/2019
    Moore
    Columbia, SC
  • 09/2016 → 06/2019
    Suntrust Advisory Services
    Atlanta, GA
  • 06/2019 → 03/2026
    Morgan Stanley Smith Barney Llc
    Roanoke, VA
  • 06/2019 → 03/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2026 → Present
    Equitable Advisors, Llc
    New York, NY
  • 06/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-06-10 → 2026-03-16
    Morgan Stanley
    Roanoke, VA
  • 2016-09-21 → 2019-06-12
    Truist Advisory Services, Inc.
    Martinsville, VA
    Rocky Mount, VA
  • 2015-03-03 → 2016-12-31
    Truist Investment Services, Inc.
    Martinsville, VA
    Rocky Mount, VA
    Martinsville, VA
    Martinsville, VA
Other Businesses

DBA Blue Ridge Financial Partners- solicitation of insurance/securities, Variable and Fixed Annuities; outside insurance appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
  • S66 Uniform Combined State Law Examination
    2015-03-02
Designations
Other Names
  • David Moore
  • David Wayne Moore

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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