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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard W. Paul & Associates, Llc | Novi | MI | 11/2015 | 05/2021 |
| Gf Investment Services Llc | Sarasota | FL | 05/2016 | 12/2018 |
| Midwest Financial Consultants, Inc. | Novi | MI | 01/2016 | 05/2021 |
| Per Stirling Capital Management, Llc | Austin | TX | 05/2021 | Present |
| B. B. Graham & Co. | Austin | TX | 06/2021 | Present |
ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: B. B. GRAHAM & CO, INC.; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN TX 7874; NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 06/2021 ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO, INC.: PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN TX 7874; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION: COMPLIANCE SPECIALIST/INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 05/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 2014-08-25 |
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