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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-07 |
| MI | RA | APPROVED | 2019-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York City | NY | 09/2014 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 04/2019 | Present |
| Members First Credit Union | Midland | MI | 01/2018 | 04/2019 |
| Bank Of America, N.A. | Saginaw | MI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-15 |
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