David R Chapman

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
• 05/2011 → 06/2024
  Bank Of America, N.A.
  Spokane, WA
• 06/2024 → Present
  Prospera Financial Services
  Dallas, TX

Previous Registrations

• 2006-07-25 → 2024-07-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Spokane, WA

Other Businesses

F Scott M Chapman Revocable Trust U/A DTD 02/02/2011; Investment Related - Yes; Trustee: Start Date 06/2024; 1 Hour Per Month; 0 During Trading Hours; Will distribute funds to family members. Sierra Pacific Wealth Management; Investment Related - Yes; 601 W 1st Ave, Suite 1400, Spokane, WA, 99201; Start Date 06/2024; 160 Hours Per Month; 100 During Trading Hours; Provide investment management and financial planning advice to clients.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-24

Designations

• Certified Financial Planner