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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-10 |
| WA | RA | APPROVED | 2024-06-04 |
Branch Locations
601 W 1St Ave., Suite 1400, Spokane, WA 99201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 05/2006 | 06/2024 |
| Bank Of America, N.A. | Spokane | WA | 05/2011 | 06/2024 |
| Prospera Financial Services | Dallas | TX | 06/2024 | Present |
F Scott M Chapman Revocable Trust U/A DTD 02/02/2011; Investment Related - Yes; Trustee: Start Date 06/2024; 1 Hour Per Month; 0 During Trading Hours; Will distribute funds to family members. Sierra Pacific Wealth Management; Investment Related - Yes; 601 W 1st Ave, Suite 1400, Spokane, WA, 99201; Start Date 06/2024; 160 Hours Per Month; 100 During Trading Hours; Provide investment management and financial planning advice to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-24 |
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