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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

908 Taylorville Rd Ste 100, Grass Valley, CA 95949 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-09
  • CA RA
    APPROVED
    Since 2024-05-09

Branch Locations

908 Taylorville Rd, Ste 100, Grass Valley, CA 95949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2014 03/2023
Lpl Financial Grass Valley CA 03/2023 Present
Mariner Independent Advisor Network, Llc Sacramento CA 03/2023 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 09/2014 → 03/2023
    St Louis, MO
  • 03/2023 → Present
    Lpl Financial
    Grass Valley, CA
  • 03/2023 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2023-03-03 → 2026-06-26
    Grass Valley, CA
    Grass Valley, CA
  • 2015-04-10 → 2023-03-06
    Penn Valley, CA
    St Louis, MO
    Rocklin, CA
    Grass Valley, CA
    Grass Valley, CA
Other Businesses

1) 02/2023 - Mijares LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Rough and Ready, CA - Co-Owner - Start Date 03/03/2023 - 0 hrs/month 2) 02/2023 - Zion Capital Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - Grass Valley, CA 3) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/06/2026 - The Founder's Bet - Radio/ TV/ Podcast - Not Investment Related - Rough and Ready, CA - Start Date 01/01/2027 - 8 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
  • S66 Uniform Combined State Law Examination
    2015-02-26
Designations

View on SEC IAPD

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