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100 W Main Street Suite 450, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-11 |
| FL | RA | APPROVED | 2023-04-06 |
| KY | RA | APPROVED | 2014-10-16 |
Branch Locations
100 W Main Street Suite 450, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meridian Wealth Management, Llc | Lexington | KY | 09/2014 | Present |
| A&M Solutions Llc | Lexington | KY | 01/2013 | Present |
| Flowonix Medical Inc | Lexington | KY | 06/2015 | 10/2018 |
| Thoroughbred Diagnostics | Bowling Green | KY | 09/2019 | 10/2023 |
1. MERIDIAN INSURANCE LLC; LEXINGTON/KY; INSURANCE PRODUCER; START DATE: 08/2018; LIFE INSURANCE AND ANNUITY SALES; INVESTMENT RELATED; DEVOTE ABOUT 5 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: LIFE INSURANCE, LONG TERM CARE, DISABILITY, AND FIXED ANNUITY SALES 2. A&M SOLUTIONS LLC; LEXINGTON/KY; CO-OWNER, OPERATOR; START DATE: 01/2013; MEDICAL DISTRIBUTION; NON-INVESTMENT RELATED; DEVOTE ABOUT 2 HOURS OR LESS/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: MANAGEMENT AND ACCOUNTING 3. CAICOS FINANCIAL LLC; LEXINGTON/KY; MANAGING MEMBER; START DATE: 08/2019; FOR BUSINESS TAX PURPOSES OF INVESTMENT ADVISORY BUSINESS; NON-INVESTMENT RELATED; DEVOTE ABOUT 2 HOURS OR LESS HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: ACCOUNTING FOR MONTHLY INCOME AND EXPENSES 4. MERIDIAN WEALTH MANAGEMENT WEST, LLC; TUCSON/AZ; MANAGING MEMBER; START DATE: 01/2020; A SUBSIDIARY OF MERIDIAN WEALTH MANAGEMENT, LLC FOR TUCSON OFFICE; INVESTMENT RELATED; DEVOTE ABOUT 2 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: MINORITY OWNERSHIP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-16 |
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