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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-14
CA RA APPROVED 2014-11-13
  • TX RA
    APPROVED
    Since 2014-11-14
  • CA RA
    APPROVED
    Since 2014-11-13

Branch Locations

2555 W Chandler Blvd, Chandler, AZ 85224 • United States

2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2014 Present
Bank Of America, Na Chandler AZ 09/2014 Present
Other Businesses

I*121369For profit or not for profit: Non-Profit OrganizationName of outside business organization: Young Catholic ProfessionalsInvestment related: NAddress of business:Scottsdale, Arizona 85260Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 3/8/2019Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Director of Technology-Coordinate with directors to create tech workflows for committees-Provide general tech support to committees-Evaluate and implement director requested tech systems I*4406283 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: DoorDash Address: Tempe, Arizona, 85288 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/15/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Food Delivery Food pickup and delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-12
  • S66 Uniform Combined State Law Examination
    2014-11-12
Other Names
  • Emil-Dominic Robles
  • Emil-Dominic Robles

View on SEC IAPD

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