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Richard James Madal

Thrivent Investment Management Inc.

Lockport, IL

CRD 3150749

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-06-04
  • IL RA
    APPROVED
    Since 2004-06-04

Branch Locations

16612 W 159 St, Lockport, IL 60441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Lockport IL 07/2002 Present
Other Businesses

SCHTILLROKKEN POSITION: Band member NATURE: Band INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 11935 Bates Ct, Orland Park IL 60467, United States DESCRIPTION: The band plays in clubs anywhere from 4 to 12 times a year. HOLY TRINITY LUTHERAN CHURCH POSITION: Elder and Trustee NATURE: Oversee church functions and church service functions. Do repairs and other physical needs of the facility. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 8659 S Sayre Ave, Burbank IL 60459, United States DESCRIPTION: Conduct/participate inmeetings once every 2 months, addressing issues regarding the physical church, such as cleaning, snow plowing, lawn service etc.. as well as the needs and direction of the congragation such as service times and content, outreach, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-03
S63 Uniform Securities Agent State Law Examination 1999-01-15
  • S66 Uniform Combined State Law Examination
    2003-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-01-15

View on SEC IAPD

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