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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-05
IL RA APPROVED 2013-09-20
  • TX RA
    APPROVED_RES
    Since 2017-01-05
  • IL RA
    APPROVED
    Since 2013-09-20

Branch Locations

16525 West 159Th Street Suite 278, Lockport, IL 60441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2012 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2013 Present
Previous Registrations
  • 2012-05-24 → 2013-10-01
    Lawing Financial Inc
    Oakbrook Terrace, IL
    Overland Park, KS
  • 2007-04-23 → 2012-05-21
    Naperville, IL
    Darien, IL
  • 2005-06-22 → 2007-04-12
    Waddell & Reed
    Westmont, IL
    Lisle, IL
Other Businesses

1) DESMARTEAU FINANCIAL SERVICES, 7501 LEMONT RD, STE 315E, WOODRIDGE, IL, 04/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 4 HR/MO TRADING. 2) DESMARTEAU FINANCIAL SERVICES, 7501 LEMONT RD, STE 315E, WOODRIDGE, IL, 01/2005, PRESIDENT, TAX/ACCOUNTING SERVICES, INV REL, 25 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2013, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 4) DESMARTEAU FINANCIAL SERVICES, 7501 LEMONT RD, STE 315E, WOODRIDGE, IL, 08/2012, SEMINAR PROVIDER, VETERANS BENEFITS, NIR, 40 HR/MO, 20 HR/MO TRADING. 5) HIGH SCHOOL CLASS OF 1976, 16154 West Blackhawk Drive, Lockport IL 60441-4352, 03/2026, Volunteer (Fund Collection/Payment), Volunteer, NIR, 8 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 2005-03-23
  • S65 Uniform Investment Adviser Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    2005-03-23

View on SEC IAPD

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