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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Universal Energy Inc | Bellingham | WA | 03/1996 | Present |
| Waddell & Reed, Inc. | Bellingham | WA | 03/2010 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Bellingham | WA | 03/2010 | Present |
| Lpl Financial Llc | Bellingham | WA | 07/2021 | Present |
1. 09/12/2024 - Great Practices Sound Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/06/2024 - 10 Hours Per Month/ 0 Hours During Trading 2. 05/15/2025 - Grohn Family LLC - Investement Related - Real Estate Rental - Orchard, WA - Start Date:12/01/2024 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-12 |
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