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Allen Chen

J.P. Morgan Securities LLC

City Of Industry, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
CA RA APPROVED 2023-11-21
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • CA RA
    APPROVED
    Since 2023-11-21

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc City Of Industry CA 08/2014 Present
Jpmorgan Chase Bank, N.A. City Of Industry CA 08/2014 Present
  • 08/2014 → Present
    J.P. Morgan Securities Llc
    City Of Industry, CA
  • 08/2014 → Present
    Jpmorgan Chase Bank, N.A.
    City Of Industry, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2014-10-08

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · City of Industry, CA
LPL ENTERPRISE, LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CITIGROUP GLOBAL MARKETS INC. · City of Industry, CA
WELLS FARGO CLEARING SERVICES, LLC · CITY OF INDUSTRY, CA
PACKERLAND BROKERAGE SERVICES, INC. · City of Industry, CA
CETERA INVESTMENT ADVISERS LLC · ROWLAND HEIGHTS, CA
EAGLE STRATEGIES LLC · ROWLAND HEIGHT, CA

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