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Nicholas Christopher Benjamin Foulks

Great Waters Financial

Shoreview, MN

Hudson, WI

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Current Employers
Great Waters Financial

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-06
WI RA APPROVED 2025-01-06
TX RA APPROVED 2022-04-05
  • MN RA
    APPROVED
    Since 2025-01-06
  • WI RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2022-04-05

Branch Locations

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Hudson, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drake & Associates, Llc Waukesha, United States WI 08/2014 06/2017
Drake And Associates, Llc Waukesha WI 08/2014 06/2017
Great Waters Financial Minneapolis MN 07/2017 04/2022
Advisornet Wealth Management Minneapolis MN 07/2017 04/2022
Great Waters Wealth Management Shoreview MN 04/2022 Present
  • 08/2014 → 06/2017
    Waukesha, United States, WI
  • 08/2014 → 06/2017
    Drake And Associates, Llc
    Waukesha, WI
  • 07/2017 → 04/2022
    Minneapolis, MN
  • 07/2017 → 04/2022
    Advisornet Wealth Management
    Minneapolis, MN
  • 04/2022 → Present
    Great Waters Wealth Management
    Shoreview, MN
Previous Registrations
Other Businesses

1. Name of Other Business: Great Waters Financial Investment Related: Yes Address: 4100 Lexington Ave N, Suite 100, Shoreview, MN 55126 Nature of Business: Insurance Position: Agent Start Date: 7/2014 2. Name of other business: Next Minute Mindset, LLC Investment related: no Nature of business: author & speaker Position/title: owner Start date: 8/14/2024 Hours: 10/month 3. Name of other business: Soar Leadership Groups Investment related: no Nature of business: Consulting, coaching Position/title: Group Facilitator Start date: 4/2026 Hours: 5/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-14

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