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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Modesto | CA | 09/2014 | 01/2017 |
| Nv Cattle Company | Oakdale | CA | 04/2006 | Present |
| Waddell & Reed Inc | Stockton | CA | 04/2016 | 01/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Oakdale | CA | 04/2016 | 01/2017 |
| N-Vision Consulting | Riverbank | CA | 09/2013 | 01/2017 |
| None | Riverbank | CA | 06/2014 | 01/2017 |
| Robert Mclaughlin | Stockton | CA | 01/2017 | 06/2017 |
| Transamerica Financial Advisors, Inc | Modesto | CA | 06/2017 | Present |
| World Financial Group, Inc. | Modesto | CA | 05/2017 | Present |
| United States Army National Guard | Sacramento | CA | 12/2016 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. NV Cattle Company /0406-Present / INVESTMENT RELATED: NO / PO Box 982 Oakdale, CA 95361 /Owner-Operator / Cow-Calf beef cattle operation / hrs work monthly: 30 / Sec trading hrs: 0 / Feed cows , A.I Cows, doctor sick calves, haul cattle to shows 12/2016PRESENTUnited States Army National GuardSacramentoCaliforniaUnited StatesNoE-4 Specialist
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-29 |
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