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William Mitchel Patton

Empower Advisory Group, LLC

Greenwood Village, CO

Jackson, TN

CRD 6390251

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-01-10
  • TN RA
    APPROVED
    Since 2017-01-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Jackson, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Jackson TN 03/2016 Present
  • 03/2016 → Present
    Gwfs Equities, Inc.
    Jackson, TN
Previous Registrations
  • 2015-02-27 → 2016-03-16
    Edward Jones
    Jackson, TN
    St Louis, MO
    Jackson, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-07
  • S66 Uniform Combined State Law Examination
    2014-11-07

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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