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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| CA | RA | APPROVED | 2020-12-01 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
1202 E Arques Ave, Sunnyvale, CA 94085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Sunnyvale | CA | 12/2011 | Present |
| Wells Fargo Advisors Llc | San Jose | CA | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sunnyvale | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; SANATA CLARA,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 07/01/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-12 |
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