Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Bellevue | WA | 08/2014 | 03/2017 |
| The Prudential Insurance Company Of America | Bellevue | WA | 08/2014 | 03/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 04/2017 | 01/2021 |
| Minnesota Life Insurance Co. | St. Paul | MN | 04/2017 | 01/2021 |
| Securian Advisors Northwest | Seattle | WA | 04/2017 | 01/2021 |
| Securian Financial Services, Inc. | St. Paul | MN | 03/2017 | 04/2017 |
| Lpl Financial Llc | Seattle | WA | 01/2021 | Present |
1. 1/21/2021 - PNW Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/21/2021 - PNW Financial Benefits & Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/20/2021 - 16 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - Selling Medical, Dental, Vision, Life, Disability, Property & Casualty. 3. 1/21/2021 - PNW Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-08 |
Reach out to this advisor