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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-09 |
| WI | RA | APPROVED | 2022-03-31 |
Branch Locations
1411 N. 4Th Street, Ste. 103, Tomahawk, WI 54487 • United States
1411 N. 4Th Street, Suite 103, Tomahawk, WI 54487 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Investment Group Llc | Tomahawk | WI | 08/2014 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2017 | 03/2022 |
| Lpl Financial Llc | Tomahawk | WI | 03/2022 | Present |
1)3/2022- WEAL TH STRATEGY GROUP LLC- DBA for LPL Business (entity for LPL business)- inv. related- Tomahawk, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-25 |
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