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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
| MI | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| OK | RA | APPROVED | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
7520 Us Highway 51 S Ste B, Minocqua, WI 54548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Minocqua | WI | 07/2014 | 10/2017 |
| Woodbury Financial Services Inc | Minocqua | WI | 10/2017 | 01/2024 |
| Osaic Wealth, Inc. | Minocqua | WI | 01/2024 | Present |
1) TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2700 VERNON DR, GREEN BAY WI 54304, United States DESCRIPTION: Share Best Practices 2) E4 INSURANCE SERVICES POSITION: agent NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 951 Kimball Lane, Suite 120, Verona WI 53593, United States DESCRIPTION: Use this activity to source different Insurance related products for my clients. 3) NORTHERN WEALTH MANAGEMENT LLC POSITION: President - Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2014 ADDRESS: 7520 US Highway 51 S Ste B, Minocqua WI 54548, United States DESCRIPTION: Oversee day-to-day activities within the scope of my business model.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-25 |
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