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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-12-18
  • NC RA
    APPROVED
    Since 2014-12-18

Branch Locations

615 Millwood School Rd, Greensboro, NC 27409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 08/2014 Present
State Employees' Credit Union Greensboro NC 06/2009 Present
Credit Union Investment Services Raleigh NC 10/2014 Present
Secu Life Insurance Company Raleigh NC 10/2014 Present
A Better Way To Golf Greensboro NC 04/2010 Present
Members Trust Company Tampa FL 09/2016 Present
Lyft San Francisco CA 10/2017 12/2018
  • 08/2014 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2009 → Present
    State Employees' Credit Union
    Greensboro, NC
  • 10/2014 → Present
    Raleigh, NC
  • 10/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 04/2010 → Present
    A Better Way To Golf
    Greensboro, NC
  • 09/2016 → Present
    Members Trust Company
    Tampa, FL
  • 10/2017 → 12/2018
    Lyft
    San Francisco, CA
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: REGIONAL VP. START DATE 6/2009. DUTIES: SUPERVISE THE OFFERING OF FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. A BETTER WAY TO GOLF. NOT INVESTMENT RELATED. ADDRESS: 512 GRETCHEN CT., GREENSBORO, NC 27410. NATURE: GOLF/SPORTS. TITLE: OWNER/GOLF PRO. START DATE: 4/2010. DEVOTE APPROXIMATELY 10 HOURS PER MONTH TO OTHER BUSINESS, NONE DURING SECURITIES TRADING HOURS. DUTIES: GOLF LESSONS. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2016. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30

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