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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-12-18 |
Branch Locations
615 Millwood School Rd, Greensboro, NC 27409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 08/2014 | Present |
| State Employees' Credit Union | Greensboro | NC | 06/2009 | Present |
| Credit Union Investment Services | Raleigh | NC | 10/2014 | Present |
| Secu Life Insurance Company | Raleigh | NC | 10/2014 | Present |
| A Better Way To Golf | Greensboro | NC | 04/2010 | Present |
| Members Trust Company | Tampa | FL | 09/2016 | Present |
| Lyft | San Francisco | CA | 10/2017 | 12/2018 |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: REGIONAL VP. START DATE 6/2009. DUTIES: SUPERVISE THE OFFERING OF FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. A BETTER WAY TO GOLF. NOT INVESTMENT RELATED. ADDRESS: 512 GRETCHEN CT., GREENSBORO, NC 27410. NATURE: GOLF/SPORTS. TITLE: OWNER/GOLF PRO. START DATE: 4/2010. DEVOTE APPROXIMATELY 10 HOURS PER MONTH TO OTHER BUSINESS, NONE DURING SECURITIES TRADING HOURS. DUTIES: GOLF LESSONS. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2016. TITLE: TRUST REP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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