Christopher Ryan Tooker

Current Employers

Employment History

• 08/2014 → 09/2018
  Bank Of America Merrill Lynch
  Omaha, NE
• 01/2019 → 10/2022
  Northwestern Mutual Investment Services Llc
  Omaha, NE
• 12/2022 → 07/2024
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 02/2023 → 07/2024
  Cetera Advisor Networks
  El Segundo, CA
• 08/2014 → 05/2023
  Creighton University
  Omaha, NE
• 07/2024 → 04/2026
  M Holdings Securities, Inc.
  Portland, OR
• 07/2024 → 04/2026
  Hub International Great Plains, Llc
  Omaha, NE
• 01/2024 → Present
  College For Financial Planning - A Kaplan Company
  Centennial, CO
• 07/2024 → 03/2026
  Hub Investment Advisors, Inc.
  Omaha, NE
• 12/2024 → Present
  Hub International Investment Services
  Kansas City, MO
• 12/2025 → 04/2026
  Hub Investment Partners, Llc
  Austin, TX
• 01/2026 → Present
  University Of Nebraska Omaha
  Omaha, NE
• 04/2026 → Present
  Lpl Financial Llc
  San Clemente, CA
• 04/2026 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2026-01-06 → 2026-04-24
  Hub Investment Partners, Llc
  Newport Beach, CA
  Austin, TX
• 2024-09-09 → 2026-03-30
  Hub Investment Advisors, Inc
  Omaha, NE
• 2023-01-23 → 2024-07-24
  Cwm, Llc
  Omaha, NE
  Omaha, NE
• 2019-03-18 → 2022-11-03
  Northwestern Mutual Investment Services, Llc
  Omaha, NE
  Omaha, NE
• 2014-11-12 → 2018-09-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Omaha, NE

Other Businesses

1. 04/2026 - Kaplan - College for Financial Planning - Outside/W-2 Employment - Not Inv Related - 20 Hour(s)/Month - 0 Hour(s) During Trading - Centennial, CO - Start Date 01/15/2024 2. 04/2026 - HUB International - Outside/W-2 Employment - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - San Clemente, CA - Start Date 08/01/2024 3. 04/2026 - University of Nebraska Omaha - Outside/W-2 Employment - Not Inv Related - 20 Hour(s)/Month - 0 Hour(s) During Trading - Omaha, NE - Start Date 01/05/2026 4. 04/2026 - HUB Retirement & Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - Start Date 04/24/2026 5. 04/2026 - Christopher Tooker - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Omaha NE 68102 - OBA Start Date: 05/01/2026 6. 05/01/2026 - Global Retirement Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/26/2026 - 160 hours per month/ during trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 05/01/2026 - HUB Retirement & Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/26/2026 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2014-11-10

Designations

Other Names

• Christopher Tooker
• Chris Tooker
• Christopher R Tooker