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Joseph W Hiller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

Myrtle Beach, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-16
OH RA APPROVED 2025-06-10
  • TX RA
    APPROVED_RES
    Since 2025-06-16
  • OH RA
    APPROVED
    Since 2025-06-10

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Ertz Cleveland OH 03/2024 04/2024
Pnc Investments Cleveland OH 02/2016 03/2024
John Ertz Cleveland OH 04/2024 05/2025
Northwestern Mutual Investment Services Llc Cleveland OH 04/2024 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2016-03-15
  • S66 Uniform Combined State Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2016-03-15
Other Names
  • Joseph Hiller
  • Joseph William Hiller

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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