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Thomas Joseph O'NEil

Stifel, Nicolaus & Company, Incorporated

Pepper Pike, OH

CRD 3096093

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-07
TX RA APPROVED_RES 2025-04-05
  • OH RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED_RES
    Since 2025-04-05

Branch Locations

30050 Chagrin Blvd Suite 300, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Beachwood OH 10/2010 04/2025
B. Riley Wealth Advisors, Inc. Beachwood OH 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Pepper Pike OH 04/2025 Present
Previous Registrations
  • 2022-08-29 → 2025-04-08
    B. Riley Wealth Advisors, Inc.
    Beachwood, OH
  • 2010-10-13 → 2022-12-31
    B. Riley Wealth Management
    Mentor, OH
  • 2009-03-13 → 2010-10-15
    Rbc Capital Markets, Llc
    Beachwood, OH
  • 2002-11-21 → 2009-03-13
    Ferris, Baker Watts, Llc
    Beachwood, OH
    Beachwood, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-17
  • S66 Uniform Combined State Law Examination
    1998-09-17
Other Names
  • Thomas J. O'NEil
  • Thomas J. O'NEil
  • Thomas Joseph Oneil

View on SEC IAPD

Nearby Firms

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UBS FINANCIAL SERVICES INC.
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Nearby Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner

Nearby Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH

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