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Thomas Lee Udelson

Stifel, Nicolaus & Company, Incorporated

Pepper Pike, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-07
TX RA APPROVED 2025-04-04
  • OH RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

30050 Chagrin Blvd Suite 300, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Beachwood OH 10/2010 04/2025
B. Riley Wealth Advisors, Inc. Beachwood OH 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Pepper Pike OH 04/2025 Present
Previous Registrations
  • 2022-07-28 → 2025-04-08
    B. Riley Wealth Advisors, Inc.
    Beachwood,, OH
  • 2010-10-27 → 2022-12-31
    B. Riley Wealth Management
    Mentor, OH
  • 2009-03-13 → 2010-10-15
    Rbc Capital Markets, Llc
    Beachwood, OH
  • 2002-11-22 → 2009-03-13
    Ferris, Baker Watts, Llc
    Beachwood, OH
    Beachwood, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-04
S63 Uniform Securities Agent State Law Examination 1984-04-17
  • S65 Uniform Investment Adviser Law Examination
    1995-08-04
  • S63 Uniform Securities Agent State Law Examination
    1984-04-17

View on SEC IAPD

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