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Edwin Clary Bartlett

Capitol Securities Management, Inc.

Glen Allen, VA

Wilmington, NC

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-09
TX RA APPROVED_RES 2021-04-07
  • NC RA
    APPROVED
    Since 2021-04-09
  • TX RA
    APPROVED_RES
    Since 2021-04-07

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

1900 Eastwood Road, Unit 5, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 01/2015 04/2021
Bank Of America, N.A. Wilmington NC 04/2015 04/2021
Capitol Securities Managment Wilmington NC 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-16
  • S66 Uniform Combined State Law Examination
    2014-09-16
Other Names
  • Edwin Clarv Bartlett
  • Edwin Clary Bartlett
  • Edwin Clary Bartlett

View on SEC IAPD

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