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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-02 |
| AL | RA | APPROVED | 2015-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope | AL | 04/2015 | Present |
| Bank Of America, N.A. | Fairhope | AL | 09/2015 | Present |
I*528233 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Spanish Fort, Alabama, 36527 Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 9/24/2021 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 I*574250 For profit or not for profit: Entity For Profit Name of outside business organization: DBL C LLC Investment related: Y Address of business: Spanish Fort, Alabama, 36527 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2021 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This LLC was set up as real estate business and manages Rental Property 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-22 |
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