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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| CA | RA | APPROVED | 2020-11-05 |
Branch Locations
1286 Stabler Ln, Yuba City, CA 95993 • United States
900 Colusa Ave, Yuba City, CA 95991 • United States
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Yuba City | CA | 02/2012 | Present |
| Wells Fargo Advisors Llc | Carson City | NV | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yuba City | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, DAYTON, NV, 100% OWNERSHIP WITH SPOUSE, START 7/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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