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James Butler Radovich

Wells Fargo Clearing Services, LLC

Sacramento, CA

Orangevale, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-11
TX RA APPROVED_RES 2023-01-06
WA RA APPROVED 2014-12-18
  • CA RA
    APPROVED
    Since 2025-06-11
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • WA RA
    APPROVED
    Since 2014-12-18

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

9407 Madison Ave, Orangevale, CA 95662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Issaquah WA 03/2010 Present
Wells Fargo Advisors Llc Issaquah WA 08/2014 11/2016
Wells Fargo Clearing Services, Llc Issaquah WA 11/2016 Present
  • 03/2010 → Present
    Wells Fargo Bank Na
    Issaquah, WA
  • 08/2014 → 11/2016
    Wells Fargo Advisors Llc
    Issaquah, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Issaquah, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-17
S63 Uniform Securities Agent State Law Examination 2014-11-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-17
  • S63 Uniform Securities Agent State Law Examination
    2014-11-18
Other Names
  • Jim Butler Radovich
  • Jim Radovich

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
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LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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