Best Investors
Account
Sign in
Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Washington | NC | 08/2014 | 11/2016 |
| Wells Fargo Bank Na | Washington | NC | 10/2013 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Washington | NC | 11/2016 | 04/2022 |
| Secu Brokerage Services | Raleigh | NC | 06/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2022 | Present |
| State Employees' Credit Union | Barco | NC | 05/2022 | Present |
| Credit Union Investment Services | Raleigh | NC | 06/2022 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 5/2022. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
Reach out to this advisor