Christopher Charles Gray

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors, Llc.
  Washington, NC
• 10/2013 → 04/2022
  Wells Fargo Bank Na
  Washington, NC
• 11/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Washington, NC
• 06/2022 → Present
  Secu Brokerage Services
  Raleigh, NC
• 06/2022 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 05/2022 → Present
  State Employees' Credit Union
  Barco, NC
• 06/2022 → Present
  Credit Union Investment Services
  Raleigh, NC

Previous Registrations

• 2014-11-03 → 2022-05-05
  Wells Fargo Clearing Services, Llc
  Washington, NC
  Raleigh, NC
  Raleigh, NC
  Wilmington, NC
  Washington, NC
  Washington, NC
  Wilmington, NC
  Elizabeth City, NC

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 5/2022. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-03
• S63 Uniform Securities Agent State Law Examination
  2014-10-14