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Daniel A Yates

Edward Jones

Moyock, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-29
TX RA APPROVED 2025-08-29
  • NC RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED
    Since 2025-08-29

Branch Locations

111 Currituck Commercial Dr Suite C, Moyock, NC 27958 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America (Merrill Lynch) Suffolk VA 10/2011 08/2025
Edward Jones St. Louis MO 08/2025 Present
  • 10/2011 → 08/2025
    Bank Of America (Merrill Lynch)
    Suffolk, VA
  • 08/2025 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2011-11-09 → 2025-09-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chesapeake, VA
    Virginia Beach, VA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Lake Worth, FL
    Suffolk, VA
    Lake Worth, FL
    Suffolk, VA
    Richmond, VA
    Suffolk, VA
    Suffolk, VA
    Suffolk, VA
    Norfolk, VA
    Chesapeake, VA
    Chesapeake, VA
    Chesapeake, VA
    Chesapeake, VA
    Norfolk, VA
    Chesapeake, VA
    Norfolk, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
  • S66 Uniform Combined State Law Examination
    2011-04-04
Other Names
  • Daniel Yates, Jr.
  • Daniel Alvin Yates, Jr.
  • Daniel Alvin Yates
  • Daniel Alvin Yates
  • Dan Yates

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Moyock, NC
AE WEALTH MANAGEMENT, LLC · Chesapeake, VA
EDWARD JONES · CHESAPEAKE, VA
CREDIT UNION INVESTMENT SERVICES · Barco, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESAPEAKE, VA
TRUIST ADVISORY SERVICES, INC. · CHESAPEAKE, VA
EDWARD JONES · ELIZABETH CITY, NC
LPL FINANCIAL LLC · ELIZABETH CITY, NC

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