Robert Ian Woods

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-06
VA	RA	APPROVED	2016-10-14

TX RA
APPROVED_RES

Since 2019-06-06
VA RA
APPROVED

Since 2016-10-14

Branch Locations

129 Hanbury Rd W Ste 103, Chesapeake, VA 23322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woods Financial	Chesapeake	VA	02/2009	Present
Global Financial Private Capital	Sarasota	FL	11/2011	10/2016
Ae Wealth Management Llc	Topeka	KS	10/2016	Present

02/2009 → Present

Woods Financial

Chesapeake, VA
11/2011 → 10/2016

Global Financial Private Capital

Sarasota, FL
10/2016 → Present

Ae Wealth Management Llc

Topeka, KS

Previous Registrations

2011-11-10 → 2016-10-14

Global Financial Private Capital, Inc.

Chesapeake, VA

Sarasota, FL

Other Businesses

WOODS FINANCIAL 129 HANBURY RD W SUITE 103 CHESAPEAKE, VA INVESTMENT RELATED INSURANCE AND ANNUITY SALES START DATE 02/2009 INSURANCE AGENT 160 HRS/MONTH 160 HRS/TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-15

S65 Uniform Investment Adviser Law Examination

2011-09-15

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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