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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| NC | RA | APPROVED | 2022-05-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2016 | 12/2016 |
| Uber | San Francisco | CA | 01/2017 | 01/2020 |
| Axa Advisors | New York | NY | 04/2017 | 09/2017 |
| Gnc | Mebane | NC | 02/2018 | 03/2020 |
| Pnc Bank | Burlington | NC | 04/2020 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Charlotte | NC | 11/2021 | Present |
| Harris Teeter, Inc | Burlington | NC | 04/2018 | 05/2018 |
| Bank Of America, N.A. | St. Charlotte | NC | 11/2021 | Present |
I*4958273, Entity Type: Entity For Profit, Name of OBA: Tall Grass Trading Co., Address: McLeansville, North Carolina, 27301, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/15/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Each partner's responsibility will be to initially provide an equal value of product (cards) and/or cash to contribute to the business for startup. Each partner will have the responsibility to help with product and cash inflow and outflow tracking for business and tax tracking, as well as attending the card shows when agreed upon when it will not interfere with our primary employment. Other responsibilities would include periodic research into product value to update current pricing along with agreed upon negotiation limits when transacting with customers based on those values. This is an idea for an LLC with a partner to buy, sell and trade collectible trading cards such as Pokemon and Magic the Gathering at public card shows. The purpose and objective of the business would be to build a sizeable collection of these cards until both partners agree to either sell the collection and pay out the proceeds evenly, or split the collection evenly for each partner to then do with as they wish.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-11 |
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