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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Winston-Salem | NC | 06/2015 | 02/2017 |
| Lpl Financial, Llc | Greensboro | NC | 03/2017 | 11/2019 |
| Independent Advisor Alliance, Llc | Greensboro | NC | 03/2017 | 11/2019 |
| Summit Financial Group | Greensboro | NC | 11/2019 | 05/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2019 | 08/2024 |
| Hmc Partners, Llc | Greensboro | NC | 11/2019 | 08/2024 |
| Elisabeth Sanders | Greensboro | NC | 01/2010 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2024 |
| Edward Jones | St Louis | MO | 08/2024 | Present |
"Davidson County Board of Elections Type: Election official Date: 09/01/25 Title: Precinct Official Trad Hrs: 4 Tot Hrs: 6 Desc: I've been asked to be a judge for Wallburg precinct election. City-State: Wallburg NC"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-13 |
| S66 | Uniform Combined State Law Examination | 2014-07-29 |
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