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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-26 |
| CA | RA | APPROVED | 2021-06-29 |
Branch Locations
3152 W Balboa Blvd, Newport Beach, CA 92663 • United States
105 E 17Th St, Costa Mesa, CA 92627 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Costa Mesa | CA | 05/2013 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Costa Mesa | CA | 08/2014 | 06/2021 |
| J.P. Morgan Securities Llc | Costa Mesa | CA | 06/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Costa Mesa | CA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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