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Ruta Stiess

Charles Schwab Investment Management, Inc

Naples, FL

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-07
  • FL RA
    APPROVED
    Since 2020-07-07

Branch Locations

600 5Th Avenue South Suite 210, Naples, FL 34102 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasmer, Schroeder & Company Naples FL 01/2016 06/2019
Wasmer Schroeder Naples FL 07/2019 06/2020
Charles Schwab Investment Management, Inc. Naples FL 07/2020 Present
Previous Registrations
  • 2014-11-12 → 2020-07-02
    Wasmer Schroeder
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-30
  • S65 Uniform Investment Adviser Law Examination
    2014-10-30
Designations
Other Names
  • Ruta Bruckute
  • Ruta Bruckute Robinson

View on SEC IAPD

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SYNOVUS SECURITIES, INC. · NAPLES, FL
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