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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-05
PA RA APPROVED 2022-06-09
  • OH RA
    APPROVED
    Since 2024-03-05
  • PA RA
    APPROVED
    Since 2022-06-09

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Massillon, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Sugarcreek OH 03/2016 10/2016
U.S. Bank Sugarcreek OH 03/2016 10/2016
Wells Fargo Advisors Llc Akron OH 10/2016 11/2016
Wells Fargo Clearing Services, Llc Akron OH 11/2016 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 07/2020 05/2021
Bank Of America, N.A. Cleveland OH 08/2020 05/2021
Key Investment Services Llc Brooklyn OH 05/2021 06/2022
Hornor, Townsend & Kent Horsham PA 06/2022 Present
Previous Registrations
  • 2021-06-03 → 2022-06-16
    Brooklyn, OH
    Vernon, CT
    Danielson, CT
    Cheshire, CT
    Guilford, CT
    Milford, CT
    Woodbridge, CT
    East Longmeadow, MA
    Hamden, CT
    Enfield, CT
    Centerbrook, CT
    West Hartford, CT
    West Haven, CT
    North Haven, CT
    East Haven, CT
    Tolland, CT
    West Springfield, MA
    Old Saybrook, CT
    East Hartford, CT
    S Windsor, CT
    Branford, CT
    Manchester, CT
    Hamden, CT
    Storrs, CT
    Orange, CT
    Presque Isle, ME
    Rutland, VT
    Bangor, ME
    Windham, ME
    Bangor, ME
    Augusta, ME
    Scarborough, ME
    Burlington, VT
    Portland, ME
    Kittery, ME
    Yarmouth, ME
    Houlton, ME
    Ellsworth, ME
    Bridgton, ME
    Fort Kent, ME
    Augusta, ME
    South Portland, ME
    Falmouth, ME
    Milton, VT
    Waterville, ME
    Portland, ME
    South Portland, ME
    Brunswick, ME
    Saco, ME
    Kennebunk, ME
    Portland, ME
    Gorham, ME
    Rockland, ME
    Belfast, ME
    Brattleboro, VT
    Saint Albans, VT
    Plattsburgh, NY
    Rochester, NY
    Rochester, NY
    Syracuse, NY
    Rochester, NY
    Webster, NY
    Fairport, NY
    North Syracuse, NY
    Endicott, NY
    Auburn, NY
    Rochester, NY
    Mexico, NY
    Batavia, NY
    Rochester, NY
    Watertown, NY
    Fort Myers, FL
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Fayetteville, NY
    Baldwinsville, NY
    Massena, NY
    Rochester, NY
    New Hartford, NY
    Rochester, NY
    Camillus, NY
    Rochester, NY
    Ithaca, NY
    Johnson City, NY
    Rome, NY
    Cazenovia, NY
    Rochester, NY
    Liverpool, NY
    Auburn, NY
    Ithaca, NY
    Canandaigua, NY
    Liverpool, NY
    Rochester, NY
    Cortland, NY
    Rochester, NY
    Brockport, NY
    Oswego, NY
    Skaneateles, NY
    Marcellus, NY
    Lowville, NY
    Rochester, NY
    New Hartford, NY
    Penfield, NY
    Binghamton, NY
    Cicero, NY
    Clinton, NY
    Bath, ME
    Syracuse, NY
    Bangor, ME
  • 2020-08-07 → 2021-05-24
    Columbus, OH
    Mayfield Heights, OH
    Mayfield Heights, OH
  • 2016-10-11 → 2020-07-24
    Akron, OH
    Cincinnati, OH
  • 2015-10-28 → 2016-03-01
    Canton, OH
    Youngstown, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-04
S63 Uniform Securities Agent State Law Examination 2015-10-13
  • S65 Uniform Investment Adviser Law Examination
    2015-12-04
  • S63 Uniform Securities Agent State Law Examination
    2015-10-13
Other Names
  • Alex Ryan Maicks
  • Alex Maicks

View on SEC IAPD

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