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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-22 |
| CA | RA | APPROVED | 2024-10-29 |
Branch Locations
1727 Artesia Blvd, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Los Angeles | CA | 08/2014 | 09/2021 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 08/2014 | 09/2021 |
| First-Citizens Bank & Trust Company | Los Angeles | CA | 11/2021 | 03/2023 |
| Unemployed | Los Angeles | CA | 10/2021 | 10/2021 |
| Jpmorgan Chase Bank, N.A. | Manhattan Beach | CA | 04/2023 | Present |
| J.P. Morgan Securities Llc | Manhattan Beach | CA | 04/2023 | Present |
| Artsupla | Los Angeles | CA | 07/2023 | Present |
Entity Name: ArtsUpLA Investment related: No "Address: Address: 11777 San Vicente Blvd #502, Los Angeles, CA 90049 Phone: (310) 902-8220 Website: ArtsUpLA.org" Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 07/24/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My role at ArtsUpLA is a paid volunteer role as Social Media Director and well as unpaid volunteer assisting the non-profit with everything from helping community members to organizing events. ArtsUpLA is a non-profit that provides theater arts therapy to underserved populations with a focus on at-risk youth, veterans, members of the blind community through Braille Institute, and individuals with disabilities. I will be paid 4 hours at $30/hr each week as Social Media Director.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-05 |
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