Heather Diane Watts

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Invest Financial Corp
  North Reading, MA
• 02/2018 → Present
  Lpl Financial Llc
  North Reading, MA

Previous Registrations

• 2015-05-04 → 2018-02-14
  Invest Financial Corporation
  North Reading, MA

Other Businesses

1. 12/8/2022 - 107 Park South LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 11/03/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-04-30

Designations

• Certified Financial Planner