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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-08 |
| TX | RA | APPROVED | 2020-06-05 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Lakewood Ranch | FL | 09/2015 | 11/2017 |
| Jp Morgan Chase Bank, N.A. | Bradenton | FL | 11/2017 | 06/2020 |
| J.P. Morgan Securities Llc | Bradenton | FL | 11/2017 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2020 | Present |
*402233 - Ruffio Services Inc.; Investment related Yes; Bradenton, FL; Agriculture; Officer (proprietor, partner, officer, director, employee, trustee, agent); March 2017; During business hours: 0; After business hours: 0; Responsible for dissolving the corporation. *423671 - Thirteen Nine Eleven, LLC; Investment related Yes; Lakewood Ranch, FL; Real Estate, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 5; Funding of Projects. *510306- United Way Suncoast; Investment related-No; Tampa, Florida; Children/Youth:Civic/Community:Humanitarian; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0.3; After business hours: 0.70
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-13 |
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