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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-07-05 |
Branch Locations
15 Park Row West Suite 102, Providence, RI 02903 • United States
Cumberland, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | East Providence | RI | 04/2011 | 06/2018 |
| Citizens Securities Inc. | East Providence | RI | 06/2014 | 06/2018 |
| Tiaa | Providence | RI | 06/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 06/2018 | Present |
ACTIVITY IS A HOUSE RENTALS POSITION: Owner NATURE: Rental Real Estate. Being a landlord by managing properties, collecting rents and managing two properties. (Landlord)181 Bloodgood St Pawtucket RI 02861 bought on 9/26/2018; 49 Fenwood Ave Pawtucket RI 02860 I bought 1/24/2014 INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2018 ADDRESS: Home Address, Cumberland RI 02864, United States DESCRIPTION: Collecting rents and managing two properties. (Landlord)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-07 |
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