Best Investors Account Sign in

Alejandro Jael Tapia Farias

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mcallen, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-28
  • TX RA
    APPROVED
    Since 2016-06-28

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 03/2016 Present
Bank Of America, N.A. Mcallen TX 10/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2014-09-25
  • S66 Uniform Combined State Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2014-09-25
Other Names
  • Alex Tapia
  • Alex Tapia Farias
  • Alejandro Tapia
  • Alejandrojael Tapiafarias
  • Alejandro Jael Tapiafarias

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
EDWARD JONES
IDYLIAN CAPITAL
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

PABLO FRANCISCO SADA
Mark Anthony Garza
ALVARO GALVAN GONZALEZ
SANDRA S ORTIZ
ARMANDO ADAME
IVAN PENA
NATALIE PACHECO
Daniel A Olivares

Other Offices

J.P. MORGAN SECURITIES LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX
LPL FINANCIAL LLC · MCALLEN, TX
LPL FINANCIAL LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX
LPL FINANCIAL LLC · MCALLEN, TX
EDWARD JONES · MCALLEN, TX
IDYLIAN CAPITAL · MCALLEN, TX

More in Mcallen, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor