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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-23 |
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | New York | NY | 01/2016 | 02/2024 |
| New York Life Insurance Company | Anaheim | CA | 03/2024 | Present |
| Nylife Securities Llc | Woodland Hills | CA | 04/2024 | Present |
| Skylight Financial & Insurance Solutions | Anaheim | CA | 05/2024 | Present |
| Eagle Strategies Llc | Anaheim | CA | 06/2024 | Present |
| Capital Edge Insurance & Financial Services, Inc. | Anaheim | CA | 10/2024 | Present |
[Skylight Unlimited LLC; it's a holding company under which additional LLCs are set up for the purpose of owning a restaurant franchise. At the moment, the business is in the process of opening a TOGOs location (which is a sandwich shop); 8820 Reseda Blvd., Northridge CA 91324; 1/3 owner; started in April of 2022; 10 hours/month to the business, none of which is during securities trading hours;my duties simply revolve around discussions with my partners about the best way to move forward with the business - they are responsible for the day to day going forward. The two subsidiaries are named Skylight Management LLC (responsible for management services across the other LLCs) and Valley TG01 (the LLC under which we are opening the sandwich shop)] [Skylight Management LLC; management company; 8820 Reseda Blvd,, Northridge CA 91324; start 02/2024; 5 hours per month, 0 hours during securities trading hours; 34% owner; non-investment related] [Valley TG01; own a TOGOs restaurant; 8820 Reseda Blvd Northridge CA 91324; start 02/2022; 5 hours per month, 0 hours during securities trading hours; 33.3 % owner; non-investment related] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 18371 Patterson Ln Apt 2, Huntington Beach, CA 92646; start 03/2024; owner; 40 hours per month, 0 hours during securities trading hours; insurance related] [Rental Property; 11025 Binkley Dr., Frisco TX 75035; start 08/2006; Rental Income; 0 hours per month, 0 hours during securities trading hours; real estate related related] [OPERATING UNDER THE DBA NAME OF Au Dela Financial & Insurance Solutions LLC D/B/A Skylight Financial & Insurance Solutions FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; Anaheim CA ; START DATE: 05/2024] [Fundrise; This is a Private REIT; 11 Dupont Cir NW, Washington, DC 20036; Start Date 07/2021; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Docspace / EASE; This is a company established to assist in doctors setting up and managing their own practice; Houston, TX; Start Date 08/2021; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Taxlab Inc.; The company makes software; 1370 North St. Andrews Place, Los Angeles CA 90028; Start Date 07/2018; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Masterworks; This is a service that allows you to invest in collectible art; 225 Liberty Street 29th Floor, New York, NY 10281; Start Date 11/2021; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; Anaheim CA; START DATE: 10/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-25 |
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