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Aaron Scott Colby

LPl Financial LLC

Steamboat Springs, CO

Steamboat Springs, CO

CRD 6383654

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-11-20
  • CO RA
    APPROVED
    Since 2014-11-20

Branch Locations

405 South Lincoln Ave, Ste. B201, Steamboat Springs, CO 80487 • United States

675 Snap Dragon Way, Unit 3D, Steamboat Springs, CO 80487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Steamboat Springs CO 08/2014 Present
A Scott Colby Pc Steamboat Springs CO 12/2006 Present
  • 08/2014 → Present
    Lpl Financial, Llc
    Steamboat Springs, CO
  • 12/2006 → Present
    A Scott Colby Pc
    Steamboat Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
Other Names
  • A Scott Colby
  • Scott A Colby

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · STEAMBOAT SPRINGS, CO
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