Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-23
CA RA APPROVED 2018-10-16
  • TX RA
    APPROVED
    Since 2019-10-23
  • CA RA
    APPROVED
    Since 2018-10-16

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 08/2014 03/2018
Wells Fargo Clearing Services, Llc Beverly Hills CA 10/2018 Present
Unemployed North Hills CA 04/2018 07/2018
Uber Los Angeles CA 08/2018 Present
Previous Registrations
Other Businesses

UBER; NOT INV. RELATED; LOS ANGELES, CA; DRIVER; START DATE AUGUST 2018; 50 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES DRIVER. ST. GENEVIEVE ELEMENTARY SCHOOL; NOT INV. RELATED; PANORAMA CITY; CA; START DATE 8/2022; 14 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Other Names
  • Nichole Ann Runions

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor