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Harvey J Ziegler

Morgan Stanley

Chesterfield, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Chesterfield MO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Chesterfield, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

ZIEGLER BROTHERS FARM LLC; REPUBLIC, OH; CROP FARMING; PARTER; 1/3 OWNERSHIP; ONE HOUR PER MONTH OUTSIDE NORMAL BUSINESS HOURS; NON-MANAGING PARTNER *532257 - Woodlawn Chapel Presbyterian Church; Investment related: No; Wildwood, Missouri; Religious; Advisory Board, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 5; Administrative, Business Development/Growth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-11
S65 Uniform Investment Adviser Law Examination 2006-08-03
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
  • S65 Uniform Investment Adviser Law Examination
    2006-08-03

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