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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-29
  • WI RA
    APPROVED
    Since 2021-10-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Stoughton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial, Inc Madison WI 07/2014 06/2021
Valmark Securities, Inc. Madison WI 04/2015 02/2018
Kestra Financial, Inc. Madison WI 02/2018 06/2021
Gwfs Equities, Inc Greenwood Village CO 07/2021 Present
  • 07/2014 → 06/2021
    Kelly Financial, Inc
    Madison, WI
  • 04/2015 → 02/2018
    Valmark Securities, Inc.
    Madison, WI
  • 02/2018 → 06/2021
    Kestra Financial, Inc.
    Madison, WI
  • 07/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Other Businesses

Single-family rental property thru AirBnb. Investment Related: No. Owner. Hours/month: 10-15. During work hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-20
S63 Uniform Securities Agent State Law Examination 2014-12-08
  • S65 Uniform Investment Adviser Law Examination
    2021-10-20
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
Other Names
  • Lauren Ann Eisenach

View on SEC IAPD

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